COMMODITY EXCHANGES
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united states code
TITLE 7 - US CODE - CHAPTER 1 - COMMODITY EXCHANGES
7 USC 1 - Short title
7 USC 1a - Definitions
7 USC 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
2a to 4a. Transferred
7 USC 5 - Findings and purpose
7 USC 6 - Regulation of futures trading and foreign transactions
7 USC 6a - Excessive speculation
7 USC 6b - Contracts designed to defraud or mislead
7 USC 6c - Prohibited transactions
7 USC 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; rules to avoid duplicative regulations
7 USC 6e - Dealings by unregistered floor trader or broker prohibited
7 USC 6f - Registration and financial requirements; risk assessment
7 USC 6g - Reporting and recordkeeping
7 USC 6h - False self-representation as registered entity member prohibited
7 USC 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions
7 USC 6j - Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities
7 USC 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
7 USC 6l - Commodity trading advisors and commodity pool operators; Congressional finding
7 USC 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
7 USC 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account
7 USC 6o - Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons
7 USC 6o1 - Transferred
7 USC 6p - Standards and examinations
7 USC 6q - Special procedures to encourage and facilitate bona fide hedging by agricultural producers
7 USC 7 - Designation of boards of trade as contract markets
7 USC 7a - Derivatives transaction execution facilities
7 USC 7a1 - Derivatives clearing organizations
7 USC 7a2 - Common provisions applicable to registered entities
7 USC 7a3 - Exempt boards of trade
7 USC 7b - Suspension or revocation of designation as registered entity
7 USC 7b1 - Designation of securities exchanges and associations as contract markets
7 USC 7b2 - Privacy
7 USC 8 - Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
7 USC 9 - Exclusion of persons from privilege of registered entities; procedure for exclusion; review by court of appeals
7 USC 9a - Assessment of money penalties
7 USC 9b - Rules prohibiting deceptive and other abusive telemarketing acts or practices
7 USC 9c - Notice of investigations and enforcement actions
7 USC 10 - Repealed. June 25, 1948, ch. 646, 39, 62 Stat. 992, eff. Sept. 1, 1948
7 USC 10a - Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association
7 USC 11 - Vacation on request of designation or registration as registered entity; redesignation or reregistration
7 USC 12 - Public disclosure
121 to 123. Omitted
7 USC 12a - Registration of commodity dealers and associated persons; regulation of registered entities
7 USC 12b - Trading ban violations; prohibition
7 USC 12c - Disciplinary actions
7 USC 12d - Commission action for noncompliance with export sales reporting requirements
7 USC 12e - Repealed. Pub. L. 106554, 1(a)(5) [title I, 123(a)(21)], Dec. 21, 2000, 114 Stat. 2763, 2763A410
7 USC 13 - Violations generally; punishment; costs of prosecution
7 USC 131 - Violations, prohibition against dealings in onion futures; punishment
7 USC 13a - Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses
7 USC 13a1 - Enjoining or restraining violations
7 USC 13a2 - Jurisdiction of States
7 USC 13b - Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment; misdemeanor or felony; separate offenses
7 USC 13c - Responsibility as principal; minor violations
7 USC 14 - Repealed. Pub. L. 99641, title I, 110(5), Nov. 10, 1986, 100 Stat. 3561
7 USC 15 - Enforcement powers of Commission
7 USC 15a - Repealed. Pub. L. 95405, 24, Sept. 30, 1978, 92 Stat. 877
7 USC 15b - Cotton futures contracts
7 USC 16 - Commission operations
7 USC 16a - Service fees and National Futures Association study
7 USC 17 - Separability
7 USC 17a - Separability of 1936 amendment
7 USC 17b - Separability of 1968 amendment
7 USC 18 - Complaints against registered persons
7 USC 19 - Consideration of costs and benefits and antitrust laws
7 USC 20 - Market reports
7 USC 21 - Registered futures associations
7 USC 22 - Research and information programs; reports to Congress
7 USC 23 - Standardized contracts for certain commodities
7 USC 24 - Regulations respecting commodity broker debtors; definitions
7 USC 25 - Private rights of action
7 USC 26 - Repealed. Pub. L. 102546, title IV, 402(15), Oct. 28, 1992, 106 Stat. 3625
7 USC 27 - Definitions
7 USC 27a - Exclusion of identified banking products commonly offered on or before December 5, 2000
7 USC 27b - Exclusion of certain identified banking products offered by banks after December 5, 2000
7 USC 27c - Exclusion of certain other identified banking products
7 USC 27d - Administration of the predominance test
7 USC 27e - Exclusion of covered swap agreements
7 USC 27f - Contract enforcement
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