SECURITIES EXCHANGES
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united states code
TITLE 15 - US CODE - CHAPTER 2B - SECURITIES EXCHANGES
15 USC 78a - Short title
15 USC 78b - Necessity for regulation
15 USC 78c - Definitions and application
15 USC 78c1 - Swap agreements
15 USC 78d - Securities and Exchange Commission
15 USC 78d1 - Delegation of functions by Commission
15 USC 78d2 - Transfer of functions with respect to assignment of personnel to chairman
15 USC 78d3 - Appearance and practice before the Commission
15 USC 78e - Transactions on unregistered exchanges
15 USC 78f - National securities exchanges
15 USC 78g - Margin requirements
15 USC 78h - Restrictions on borrowing and lending by members, brokers, and dealers
15 USC 78i - Manipulation of security prices
15 USC 78j - Manipulative and deceptive devices
15 USC 78j1 - Audit requirements
15 USC 78k - Trading by members of exchanges, brokers, and dealers
15 USC 78k1 - National market system for securities; securities information processors
15 USC 78l - Registration requirements for securities
15 USC 78l1 - Applications for unlisted trading privileges deemed filed under section 78l of this title
15 USC 78m - Periodical and other reports
15 USC 78n - Proxies
15 USC 78o - Registration and regulation of brokers and dealers
15 USC 78o1 - Brokers deemed to be registered
15 USC 78o2 - Liabilities arising prior to amendment unaffected
15 USC 78o3 - Registered securities associations
15 USC 78o4 - Municipal securities
15 USC 78o5 - Government securities brokers and dealers
15 USC 78o6 - Securities analysts and research reports
15 USC 78o7 - Registration of nationally recognized statistical rating organizations
15 USC 78p - Directors, officers, and principal stockholders
15 USC 78q - Records and reports
15 USC 78q1 - National system for clearance and settlement of securities transactions
15 USC 78q2 - Automated quotation systems for penny stocks
15 USC 78r - Liability for misleading statements
15 USC 78s - Registration, responsibilities, and oversight of self-regulatory organizations
15 USC 78t - Liability of controlling persons and persons who aid and abet violations
15 USC 78t1 - Liability to contemporaneous traders for insider trading
15 USC 78u - Investigations and actions
15 USC 78u1 - Civil penalties for insider trading
15 USC 78u2 - Civil remedies in administrative proceedings
15 USC 78u3 - Cease-and-desist proceedings
15 USC 78u4 - Private securities litigation
15 USC 78u5 - Application of safe harbor for forward-looking statements
15 USC 78v - Hearings by Commission
15 USC 78w - Rules, regulations, and orders; annual reports
15 USC 78x - Public availability of information
15 USC 78y - Court review of orders and rules
15 USC 78z - Unlawful representations
15 USC 78aa - Jurisdiction of offenses and suits
15 USC 78aa1 - Special provision relating to statute of limitations on private causes of action
15 USC 78bb - Effect on existing law
15 USC 78cc - Validity of contracts
15 USC 78dd - Foreign securities exchanges
15 USC 78dd1 - Prohibited foreign trade practices by issuers
15 USC 78dd2 - Prohibited foreign trade practices by domestic concerns
15 USC 78dd3 - Prohibited foreign trade practices by persons other than issuers or domestic concerns
15 USC 78ee - Transaction fees
15 USC 78ff - Penalties
15 USC 78gg - Separability
15 USC 78hh - Effective date
15 USC 78hh1 - Effective date of certain sections
15 USC 78ii - Omitted
15 USC 78jj - Repealed. Pub. L. 100181, title III, 330, Dec. 4, 1987, 101 Stat. 1259
15 USC 78kk - Authorization of appropriations
15 USC 78ll - Requirements for the EDGAR system
15 USC 78mm - General exemptive authority
15 USC 78nn - Tennessee Valley Authority
15 USC 78oo - Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks
‹ 15 USC 77bbbb - Separability
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15 USC 78a - Short title ›
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