Opinions Mentioning NASD

Opinions of the United States Supreme Court and Federal Appellate Courts organized by this particular term.

454 F3d 619 Avello v. Securities and Exchange Commission
458 F3d 1169 Hollern II v. Wachovia Securities Inc
459 F3d 739 United States v. D Blackwell
460 F2d 1034 Hagen Investments Inc v. Securities and Exchange Commission
460 F3d 1304 Mickelson v. New York Life Insurance Company
461 F3d 914 United States v. Frith
462 F2d 28 United States v. M Grant
462 F3d 95 Dh Blair Co Inc Dh v. Gottdiener Dh J
468 F3d 1306 Weissman v. National Association of Securities Dealers Inc Nasdaq
469 F2d 1166 Naftalin Co Inc v. Merrill Lynch Pierce Fenner & Smith Inc
47 F3d 1175 Lysiak v. Securities and Exchange Commission
474 F3d 822 Fog Cutter Capital Group Inc v. Securities and Exchange Commission
477 F3d 1155 Pfannenstiel v. Merrill Lynch Pierce Fenner & Smith
481 F3d 110 Bellikoff v. Eaton Vance Corp M B L III
481 F3d 265 Houston Community Hospital v. Blue Cross and Blue Shield of Texas Inc
481 F3d 813 Lessin v. Lynch
482 F3d 207 Ehleiter v. Grapetree Shores Inc
482 F3d 481 Financial Planning Association v. Securities and Exchange Commission
482 US 220 Shearson/american Express Inc v. McMahon
485 F3d 840 Robert Clemens Trust v. Morgan Stanley Dw Inc
487 F2d 978 United States v. A Benson
488 F3d 1065 Nasd Dispute Resolution Inc v. Judicial Council of State of California
489 F3d 580 Certain Underwriters at Lloyd's London R69342 Re2238 Re1240 Re1249 Re6934 Re2239 Re1250 v. Westchester Fire Insurance Company Re71365 Re2241 a B Re1253f
49 F3d 323 Merrill Lynch Pierce Fenner Smith Inc v. H Lauer a
491 F3d 1292 Becker v. A Davis Ifg D
5 F3d 1172 Dvc-Jpw Investors v. H Gershman
51 F3d 157 Olson v. Merrill Lynch Pierce Fenner & Smith Inc
514 US 52 Mastrobuono v. Shearson Lehman Hutton Inc
52 F3d 334 Prudential Securities Inc v. Creedon
520 F2d 1373 Van Gemert v. Boeing Co
527 F2d 1366 Harding v. American Stock Exchange Inc
528 F2d 901 Hayden v. Walston & Co Inc
53 F3d 807 Smith Barney Inc v. J Schell J
533 F2d 731 Fogel v. A Chestnutt
535 US 813 Securities and Exchange Commission v. Zandford
536 F2d 908 Hail v. Heyman-Christiansen Inc
537 US 1028 Cromwell Investments Inc et al. v. Nasd Regulation Inc
537 US 79 Howsam v. Dean Witter Reynolds Inc
540 F2d 824 Quinonez v. National Association of Securities Dealers Inc
543 F2d 438 United States v. D Erb S
547 F2d 171 Arthur Lipper Corporation III v. Securities and Exchange Commission
550 F2d 1303 Byrnes v. Faulkner Dawkins & Sullivan & Faulkner Dawkins & Sullivan
553 F2d 816 Buchman v. Securities and Exchange Commission
556 F2d 676 Sirota v. Econo-Car International Inc
557 F2d 1118 Whiteside Company v. Securities and Exchange Commission Washington D C
557 F2d 830 Kinsey v. First Regional Securities Inc
56 F3d 1531 Gk Scott Co Inc v. Securities and Exchange Commission
56 F3d 352 Oppenheimer Co Inc v. A Neidhardt
56 F3d 656 Williams v. Cigna Financial Advisors Inc
564 F2d 1347 Berry v. Souza
570 F2d 38 Rolf v. Blyth Eastman Dillon & Co Inc
571 F2d 203 Parsons v. Hornblower & Weeks Hemphill Noyes
578 F2d 180 Indiana National Bank v. Mobil Oil Corporation
582 F2d 439 Green v. A G Edwards & Sons Inc
583 F2d 1108 General Securities Corp v. Securities and Exchange Commission
583 F2d 594 Clark v. John Lamula Investors Inc J
59 F3d 1050 Bf Kelley v. B Michaels & Na H
59 F3d 1186 Davis v. Prudential Securities Inc a Davis
590 F2d 1085 Bradford National Clearing Corporation v. Securities and Exchange Commission
593 F2d 736 Fryling v. Merrill Lynch Pierce Fenner & Smith Inc
598 F2d 1017 Mansbach v. Prescott Ball & Turben
600 F2d 139 Morris v. Stifel Nicolaus & Co Inc O a Braun
601 F2d 1366 Sartain v. Securities and Exchange Commission
605 F2d 612 Securities and Exchange Commission v. E Aaron
605 F2d 690 First Jersey Securities Inc v. J Bergen P
610 F2d 1043 Klein Jnt v. N Tabatchnick S
614 F2d 677 Jablon v. Dean Witter & Co
616 F2d 1363 Merrill Lynch Pierce Fenner Smith Inc v. National Association of Securities Dealers Inc
62 F3d 1418 Securities Service Network Inc v. E Cromwell L
62 F3d 381 Merrill Lynch Pierce Fenner Smith Inc v. L Cohen
620 F2d 594 Navajo Terminals Inc v. United States
637 F2d 154 Todd and Company Inc v. Securities and Exchange Commission
637 F2d 318 Miley v. Oppenheimer & Company Inc L W
64 F3d 257 Rj O'Brien Assoc Inc v. D Pipkin
641 F2d 598 Piccolo v. Dain Kalman & Quail Inc
649 F2d 641 Robuck v. Dean Witter & Co Inc D Robuck
65 F3d 1392 Harden v. Raffensperger Hughes & Co Inc
66 F3d 145 Nielsen v. Piper Jaffray & Hopwood Incorporated
664 F2d 716 Phonetele Inc v. American Telephone and Telegraph Company
667 F2d 804 O'Neel v. National Association of Securities Dealers Inc
67 F3d 312 Langheinrich v. Securities and Exchange Commission
670 F2d 309 Seaton v. Securities and Exchange Commission
676 F2d 857 Association of Investment Brokers v. Securities and Exchange Commission
677 F2d 1284 Sirianni v. United States Securities and Exchange Commission
679 F2d 1323 Sorrell v. Securities and Exchange Commission
68 F3d 482 Fed Sec L Rep P 99038
68 F3d 554 In Salomon Inc Shareholders' Derivative Litigation Civ Weiner Ira Dtd 9/22/89 v. H Gutfreund W W
680 F2d 933 Pittsburgh Terminal Corporation v. Baltimore and Ohio Railroad Company
687 F2d 778 Walck v. American Stock Exchange Inc G 82-1051 Walck G
69 F3d 549 Warren III v. Securities & Exchange Commission
692 F2d 1262 United States v. F Kendrick
702 F2d 643 Havoco of America Ltd v. Hollobow
71 F3d 298 Piper Funds Inc Institutional Government Income Portfolio Litigation Rodney v. Piper Capital Management Inc
710 F2d 1205 First Heritage Corporation v. Prescott Ball & Turben
717 F2d 314 Liskey v. Oppenheimer & Co Inc K
718 F2d 973 Wall Street West Inc v. Securities and Exchange Commission
72 F3d 793 Armijo v. Prudential Insurance Company of America Hourigan
726 F2d 472 Carter v. Securities and Exchange Commission T Ribeiro
735 F2d 15 Zerman v. Ball Ef
74 F3d 932 Securities Investor Protection Corporation v. Vigman
742 F2d 507 Erdos v. Securities and Exchange Commission
746 F2d 666 Donald Company v. American United Energy Corporation
747 F2d 498 Federal Deposit Insurance Corporation v. National Association of Securities Dealers Inc
751 F2d 831 Securities and Exchange Commission v. Waco Financial Inc J
757 F2d 1066 Eichler v. Securities and Exchange Commission
757 F2d 129 Zurad v. Lehman Brothers Kuhn Loeb Incorporated
757 F2d 676 Austin Municipal Securities Inc v. National Association of Securities Dealers Inc
76 F3d 1245 23920s Geils Band Employee Benefit Plan v. Smith Barney Shearson Inc
760 F2d 1347 Square Company v. Niagara Frontier Tariff Bureau Inc
762 F2d 1093 Moore v. National Association of Securities Dealers Inc
768 F2d 875 Mister Discount Stockbrokers Inc v. Securities and Exchange Commission
78 F3d 474 Cogswell v. Merrill Lynch Pierce Fenner & Smith Inc
78 F3d 593 Fed Sec L Rep P 99075
781 F2d 57 Southern Ohio Coal Company US v. Secretary of Labor
789 F2d 1447 Zolezzi v. Dean Witter Reynolds Inc
795 F2d 1393 Phillips Ll v. Merrill Lynch Pierce Fenner & Smith Inc M
797 F2d 188 Exchange Services Inc v. Securities and Exchange Commission
799 F2d 525 Shad v. Dean Witter Reynolds Inc
8 F3d 653 Hateley v. Securities and Exchange Commission
80 F3d 559 Zandford v. National Association of Securities Dealers Inc
801 F2d 1415 National Association of Securities Dealers Inc v. Securities and Exchange Commission
803 F2d 938 Lowell Listrom Company Inc v. Securities and Exchange Commission
81 F3d 1193 Painewebber Incorporated v. J Bybyk O
81 F3d 1540 Stifel Nicolaus Company Inc v. Woolsey & Company Inc
818 F2d 260 Walk-in Medical Centers Inc v. Breuer Capital Corp
819 F2d 400 Patten Securities Corp Inc v. Diamond Greyhound & Genetics Inc
823 F2d 307 First Investors Corporation v. American Capital Financial Services Inc
825 F2d 885 Shivangi v. Dean Witter Reynolds Inc Y
828 F2d 586 Golden Nugget Inc v. American Stock Exchange Inc
83 F3d 132 Glennon v. Dean Witter Reynolds Inc
832 F2d 1097 Cd Anderson Co Inc v. A Lemos
836 F2d 310 Geldermann Inc v. Commodity Futures Trading Commission
839 F2d 1369 Davis v. Birr Wilson & Co Inc
84 F3d 316 Kuehner v. Dickinson & Company
841 F2d 282 Cohen v. Wedbush Noble Cooke Inc
841 F2d 600 Jensen v. M Snellings III & Granada Corp
85 F3d 21 Spear Leeds Kellogg v. Central Life Assurance Company
85 F3d 381 Olson v. National Association of Securities Dealers J
85 F3d 680 Al-Harbi v. Citibank Na As
856 F2d 44 Flink v. V Carlson
857 F2d 742 Or Securities Inc v. Professional Planning Associates Inc
857 F2d 796 Stuart-James Company Inc v. Securities & Exchange Commission
859 F2d 1429 Ce Carlson Inc v. Securities Exchange Commission
86 F3d 1166 Johnson Johnson v. The National Association of Securities Dealers Inc
87 F3d 589 Painewebber Incorporated v. S Elahi
870 F2d 1286 Painewebber Incorporated v. Farnam
875 F2d 1218 Roney Company v. Goren
876 F2d 181 Svalberg v. Securities and Exchange Commission C Lippitt
876 F2d 402 Sweet Life v. Dole
877 F2d 721 Antoniu v. Securities and Exchange Commission
883 F2d 7 Whiteside and Co Inc v. Securities and Exchange Commission
884 F2d 128 Miller v. Prudential Bache Securities Inc
89 F3d 252 Webb v. Investacorp Inc
89 F3d 845 Gardner v. Securities and Exchange Commission
891 F2d 1047 Fleck v. Ef Hutton Group Inc Ef
896 F2d 1327 Harbuck v. Marsh Block & Company
9 F3d 1551 Childs v. Painewebber Incorporated
90 F3d 1483 Lehl v. Securities and Exchange Commission
90 F3d 617 Glassman v. Computervision Corporation
900 F2d 251 Demers v. The Stuart-James Company Incorporated
900 F2d 255 Simmons v. Risher
900 F2d 259 Buckeye Terminix Company v. United States Department of Housing and Urban Development
903 F2d 109 Merrill Lynch Pierce Fenner Smith Incorporated v. G Georgiadis G Georgiadis
903 F2d 1410 Raiford v. Merrill Lynch Pierce Fenner & Smith Inc F B Raiford
903 F2d 186 United States Court of Appeals Third Circuit
904 F2d 988 Jolley v. Welch W Mills
907 F2d 29 Corpman v. Prudential-Bache Securities Inc
907 F2d 397 Formica v. Malone & Associates Inc
908 F2d 1461 Securities Investor Protection Corporation v. Vigman G W Bell a
909 F2d 456 Ainsworth v. Skurnick
91 F3d 26 City of Detroit Pension Fund v. Prudential Securities Incorporated
911 F2d 345 Wasnick v. Refco Inc
912 F2d 37 Reeves v. Continental Equities Corporation of America
914 F2d 1564 Hollinger
921 F2d 507 Painewebber Incorporated v. S Hartmann R
929 F2d 1355 Newhard Cook Company v. Insurance Company of North America Newhard Cook & Company
93 F3d 1171 23924m Glaziers and Glassworkers Union Local No Annuity Fund v. Newbridge Securities Inc
93 F3d 372 Bularz v. Prudential Insurance Company of America
930 F2d 29 Quick Reilly Inc v. Walker E H Eh
935 F2d 512 Fahnestock Co Inc v. J Waltman
936 F2d 579 Schwaber Universal Heritage Investments Corporation v. Hartford Accident Indemnity Company
94 F3d 1103 Minor v. Prudential Securities Inc
94 F3d 1514 Sewell v. Merrill Lynch Pierce Fenner & Smith Inc a
942 F2d 648 Morris
947 F2d 727 Stedor Enterprises Limited v. Armtex Incorporated
947 F2d 951 Seror v. Insurance Company of North America Seror
948 F2d 1281 Lopriore v. The Stuart-James Company Incorporated
949 F2d 1175 Kanuth v. Prescott Ball & Turben Inc
954 F2d 679 Robbins v. Day Painewebber Incorporated
957 F2d 509 Edward Jones Company v. Sorrells
958 F2d 258 Western Employers Ins Co v. Jefferies & Co Inc
959 F2d 231 Hibbard Brown Company Incorporated v. Abc Family Trust
959 F2d 606 Bank of Lexington Trust Company v. Vining-Sparks Securities Inc L
960 F2d 939 Ainsworth v. Skurnick
961 F2d 217 Rhoades v. Merrill Lynch
964 F2d 501 Tays v. Covenant Life Insurance Company
965 F2d 893 O'Connor v. Rf Lafferty & Company Inc
97 F3d 1460 Painewebber Inc v. F Bahr
971 F2d 698 Bender v. Ag Edwards & Sons Inc F
975 F2d 1161 Alford v. Dean Witter Reynolds Inc L
975 F2d 866 Listrom v. Securities Exchange Commission
977 F2d 1147 American Agriculture Movement Incorporated v. Board of Trade of City of Chicago H G
98 F3d 234 Ohio Company v. D J Nemecek
980 F2d 912 Hoxworth
981 F2d 894 Roney and Company v. Kassab
983 F2d 883 Lee v. Chica
984 F2d 1372 Incorporated v. H Hofmann
989 F2d 907 Schellenbach v. Securities and Exchange Commission
99 F3d 49 Barbara v. New York Stock Exchange Inc
990 F2d 1260 Simon
991 F2d 792 25 Fed.r.serv.3d 713
993 F2d 1253 Farrand v. Lutheran Brotherhood
993 F2d 814 Wheat First Securities Inc v. G Green
994 F2d 61 Fb Horner Associates Inc v. Securities and Exchange Commission
996 F2d 1478 Zwitserse Maatschappij Van Levensverzekering En Lijfrente v. Abn International Capital Markets Corporation Abn Amro
999 F2d 509 Luckie III v. Smith Barney Harris Upham & Co Inc